John H. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Harvey Evans was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2016 - August 28, 2018
BANKERS LIFE ADVISORY SERVICES, INC.
May 26, 2016 - August 28, 2018
BANKERS LIFE SECURITIES, INC.
April 16, 2015 - May 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 10, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 6, 2008 - June 11, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
January 16, 2007 - June 11, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
December 8, 2001 - January 12, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 8, 2001 - January 12, 2007
MSI FINANCIAL SERVICES, INC.
January 2, 1998 - December 10, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 16, 1990 - January 2, 1998
AEGON USA SECURITIES INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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