Lawrence N. Lotwin
Professional summary
Lawrence Neil Lotwin, who also goes by Larry Neil Lotwin, Larry Lotwin, Lawrence Neil Lotwin, is a registered financial advisor currently at UX WEALTH PARTNERS LLC located in Carlsbad, California.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Lawrence has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Neil Lotwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2021 - Present
UX WEALTH PARTNERS LLC
October 29, 2020 - May 25, 2021
ALPHASTAR CAPITAL MANAGEMENT
August 22, 2017 - January 17, 2020
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
August 22, 2017 - April 17, 2019
G.F. INVESTMENT SERVICES, LLC
May 19, 2017 - June 20, 2017
ALT FUND DISTRIBUTORS LLC
April 29, 2015 - May 26, 2017
SIGNATOR INVESTORS, INC.
April 6, 2015 - May 26, 2017
SIGNATOR INVESTORS, INC.
January 6, 2010 - April 9, 2015
CURIAN CLEARING, LLC
January 6, 2006 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
February 5, 2003 - April 9, 2015
CURIAN CAPITAL, LLC
February 5, 2003 - December 31, 2005
INVESTMENT CENTERS OF AMERICA, INC.
October 4, 1999 - May 13, 2002
PRUDENTIAL EQUITY GROUP, LLC
August 20, 1998 - May 13, 2002
PRUDENTIAL EQUITY GROUP, LLC
January 12, 1998 - July 31, 1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 4, 1995 - January 11, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
August 14, 1992 - June 6, 1994
AMERICAN GENERAL SECURITIES INCORPORATED
August 29, 1990 - August 18, 1992
CAPITAL BROKERAGE CORPORATION
November 17, 1989 - June 25, 1990
CAPITAL BROKERAGE CORPORATION
April 8, 1988 - November 8, 1989
MARKETING ONE SECURITIES, INC.
September 4, 1987 - April 5, 1988
DETWILER FENTON WEALTH MANAGEMENT INC
November 19, 1985 - September 10, 1987
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
UX WEALTH PARTNERS LLC
CRD#: 308983 / SEC#: 801-118833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2021)
Exams
Series 8
Date: 10/5/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
UX WEALTH PARTNERS LLC
CRD#: 308983 / SEC#: 801-118833
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,091 |
| AUM (Assets Under Management) | $ 2,056,920,499 |
Red Flags
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