Laurel C. Biddulph
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurel C. Biddulph, who also goes by L. B. Riddle, Laurel Cook Backman, Laurel Cook Backman Riddle, Laurel Cook Mcdougal, Laurel Cook Mcdougall, Laurel Cook Smith, was a registered financial professional .
Laurel is a previously registered financial professional and started their career in finance in 1985. Laurel had worked at 5 firms and has passed the Series 65, Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - February 16, 2016
GLOBAL VIEW CAPITAL MANAGEMENT LLC
July 11, 2005 - November 16, 2007
PACIFIC WEST SECURITIES, INC.
January 14, 1993 - June 2, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 8, 1991 - December 12, 1991
OSAIC WEALTH, INC.
October 10, 1985 - March 16, 1991
PFS INVESTMENTS INC.
Primary Firm SEC Registration
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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