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Jacques Dellipaoli

CRD# 1421341·Registered 1985 - 2012
Previously Registered: Being a previously registered professional could mean that Jacques is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jacques Dellipaoli, who also goes by Jacques Delli Paoli, was a registered financial advisor. Jacques was a previously registered financial professional and started their career in finance 1985 - 2012. Jacques had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jacques Delli Paoli

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

OPENX MARKETS, LLC·CRD# 154903
BD
New York, NY
August 2, 2011 - February 7, 2012
CELADON FINANCIAL GROUP LLC·CRD# 36538
BD
Chatham, NJ
August 31, 2010 - July 25, 2011
TRADEWEB LLC·CRD# 42759
BD
Jersey City, NJ
February 19, 1998 - September 3, 2008
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
January 1, 1997 - January 22, 1998
RYAN BECK & CO.·CRD# 3248
BD
Florham Park, NJ
March 11, 1996 - January 15, 1997
BERSEC INTERNATIONAL CORPORATION·CRD# 23530
BD
July 9, 1993 - June 1, 1995
KEEFE, BRUYETTE & WOODS, INC.·CRD# 481
BD
New York, NY
October 22, 1985 - January 31, 1989

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Current Firm

OM
OPENX MARKETS, LLC

OPENX MARKETS, LLC

CRD#: 154903 / SEC#: 8-68681
BD
Terminated by SEC on 05/04/2013

Contact Information

Established

Delaware since 07/26/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OPENX HOLDINGS, LLCMEMBER—
ADAMS, PETER VREELANDMUNICIPAL PRINCIPAL1009011
BECK, RAFAELFINOP5718571
DIMARCO, FRANKCHIEF COMPLIANCE OFFICER1431738
DIMARCO, FRANKCHIEF OPERATING OFFICER1431738
TOFFEY, JAMES WORDENCEO1512327

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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