NK
Navid N. Kanani
KANANI ADVISORY GROUP
IRVINE, CA 92618
Some features on this profile are disabled
CRD#: 1421227
NK
Professional summary
Navid Nmn Kanani, who also goes by David Kanani, Navid Kanani, is a registered financial advisor currently at KANANI ADVISORY GROUP INC. located in Irvine, California.
Navid is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Navid has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Kanani | Navid Kanani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME: NKDW INVESTMENTS, LLC; INV RELATED:NO; ADDRESS:96 VIA ONDA, SAN CLEMENTE, CA 92673; NATURE:OWNS MY OLD OFFICE BUILDING; POSITION:SILENT PARTNER; START DATE:05/2012; HOURS/MONTH:0; TRADING HOURS/MONTH:0; DUTIES:NONE 2)NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW McCLURE RD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:09/2009; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:INSURANCE SALES 3)NAME: AMERICAN SLEEP MEDICINE ; INV RELATED:NO; ADDRESS:1901 E. 4TH ST, SANTA ANA, CA 92705; NATURE:SLEEP LAB COMPANY; POSITION:SILENT PARTNER; START DATE:06/2005; HOURS/MONTH:0; TRADING HOURS/MONTH:0; DUTIES: NONE 4)NAME: OAKRIDGE PARTNERS PHOENIX, LP; INV RELATED: YES; ADDRESS: 3330 WEST GREENWAY ROAD, PHOENIX, AZ 85053; NATURE: REAL ESTATE; POSITION: INVESTOR; START DATE: 10/23/2017; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: LESS THAN 1; DUTIES: NONE
CRS (Client Relationship Summary) - RIA
Click below to view Navid Nmn Kanani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2017 - Present
KANANI ADVISORY GROUP INC.
Office #1: 16440 Bake Parkway Suite 150, Irvine, CA 92618RIA
CRD#: 288314
IRVINE, CA
Past
March 5, 2018 - September 3, 2021
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
Irvine, CA
Past
August 28, 2012 - March 6, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
IRVINE, CA
Past
April 27, 2012 - March 6, 2018
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
IRVINE, CA
Past
July 10, 2007 - April 25, 2012
EDI FINANCIAL, INC.
BD
CRD#: 15699
IRVINE, CA
Past
February 26, 2002 - July 10, 2007
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
March 26, 2001 - March 1, 2002
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
February 28, 2000 - March 29, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
May 11, 1998 - March 3, 2000
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
February 25, 1986 - May 8, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
November 18, 1985 - January 28, 1986
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KANANI ADVISORY GROUP INC.
KANANI ADVISORY GROUP | NAVID KANANI | KANANI, NAVID | KANANI FINANCIAL & INSURANCE SERVICES, INC. | KANANI ADVISORY GROUP INC.
CRD#: 288314 / SEC#: 801-125845
RIA
Registered Investment Advisory firm - (6/27/2022 Approved)California
Registered Investment Advisory firm - (11/20/2022 Terminated)Kentucky
Registered Investment Advisory firm - (10/21/2022 Terminated)Texas
Registered Investment Advisory firm - (10/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/5/2017)
IAR
Kentucky(5/2/2018)
IAR
Texas(12/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KA
KANANI ADVISORY GROUP INC.
KANANI ADVISORY GROUP | NAVID KANANI | KANANI, NAVID | KANANI FINANCIAL & INSURANCE SERVICES, INC. | KANANI ADVISORY GROUP INC.
CRD#: 288314 / SEC#: 801-125845
RIA
Registered Investment Advisory firm - (6/27/2022 Approved)California
Registered Investment Advisory firm - (11/20/2022 Terminated)Kentucky
Registered Investment Advisory firm - (10/21/2022 Terminated)Texas
Registered Investment Advisory firm - (10/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16440 Bake Parkway Suite 150, Irvine, CA 92618
Mailing Address
Phone number
(949) 502-7001
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 986 |
| AUM (Assets Under Management) | $ 201,509,044 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
