Eric J. Medina
Professional summary
Eric Jose Medina, who also goes by Eric J Medina, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Mokena, Illinois and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Eric has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jose Medina's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2019 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 19252 South Blackhawk Parkway Unit 75, Mokena, IL 60448December 10, 2019 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210January 7, 2020 - January 7, 2020
INNOVATION PARTNERS LLC
October 11, 2016 - December 19, 2019
CREATIVE FINANCIAL DESIGNS, INC.
October 11, 2016 - December 19, 2019
CFD INVESTMENTS, INC.
December 2, 2013 - October 3, 2016
TRADINGBLOCK
December 2, 2013 - October 3, 2016
TRADINGBLOCK
September 12, 2012 - December 16, 2013
WADDELL & REED
August 29, 2012 - December 16, 2013
WADDELL & REED
August 17, 2010 - April 6, 2011
LINCOLN INVESTMENT
August 17, 2010 - April 6, 2011
LINCOLN INVESTMENT
October 22, 2004 - April 20, 2009
VALIC FINANCIAL ADVISORS, INC.
October 22, 2004 - April 20, 2009
VALIC FINANCIAL ADVISORS, INC.
January 23, 2002 - November 2, 2004
EMMETT A LARKIN COMPANY, INC.
December 18, 2001 - March 4, 2002
U.S. BROKERAGE, INC.
March 9, 1999 - December 11, 2001
EMMETT A LARKIN COMPANY, INC.
September 12, 1995 - March 9, 1999
FIRST MONTAUK SECURITIES CORP.
May 20, 1988 - September 12, 1995
A. G. EDWARDS & SONS, INC.
December 4, 1987 - May 20, 1988
UNITED CAPITAL CORPORATION
September 24, 1987 - November 9, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
January 16, 1986 - November 30, 1987
WADDELL & REED
October 24, 1985 - February 26, 1986
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2020)
(1/27/2020)
(12/10/2019)
(12/10/2019)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
