William L. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Larsen Hughes, who also goes by Bill Hughes Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2010 - November 2, 2012
GRANT WILLIAMS L.P.
February 20, 2003 - October 15, 2013
GRANT WILLIAMS L.P.
February 15, 1999 - November 5, 2002
NYLIFE DISTRIBUTORS LLC
February 15, 1999 - November 21, 2002
NYLIFE SECURITIES LLC
October 9, 1996 - October 14, 1998
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
August 4, 1994 - September 26, 1996
ESSEX NATIONAL SECURITIES, LLC
May 27, 1992 - July 13, 1994
F & G SECURITIES, INC.
August 5, 1989 - June 9, 1992
USF&G INVESTMENT SERVICES, INC.
October 22, 1985 - September 13, 1988
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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