KE
Kent E. Engelke
CAPITOL SECURITIES MANAGEMENT
Glen Allen, VA 23060
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CRD#: 1421164
KE
Professional summary
Kent Eric Engelke is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Glen Allen, Virginia.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Kent has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Name of Business: KKD LLC Investment-related: yes Address: Box 329 Richmond, VA 23218 Nature of the other business: single purpose real estate rental property Position, title, or relationship with the other business: managing partner Start date: 07/01/2005 Approx # of hours/month you devote to the other business: 1 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: responsible for paying all bills, leasing and reporting all information to partners accountant
CRS (Client Relationship Summary) - RIA
Click below to view Kent Eric Engelke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kent Eric Engelke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2008 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 4050 Innslake Drive Suite 250, Glen Allen, VA 23060RIA
BD
CRD#: 14169
Glen Allen, VA
Current
August 22, 2008 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 4050 Innslake Drive Suite 250, Glen Allen, VA 23060RIA
BD
CRD#: 14169
Glen Allen, VA
Past
April 13, 2006 - August 29, 2008
DAVENPORT & COMPANY LLC
RIA
CRD#: 1588
RICHMOND, VA
Past
April 13, 2006 - August 29, 2008
DAVENPORT & COMPANY LLC
BD
CRD#: 1588
RICHMOND, VA
Past
April 4, 2005 - April 17, 2006
ANDERSON & STRUDWICK, INCORPORATED
RIA
CRD#: 48
RICHMOND, VA
Past
June 15, 1994 - April 4, 2005
A&S CAPITAL ADVISORS, INC.
RIA
CRD#: 108827
RICHMOND, VA
Past
November 13, 1986 - April 17, 2006
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
RICHMOND, VA
Past
May 14, 1986 - October 8, 1986
SOVRAN INVESTMENT CORPORATION
BD
CRD#: 16441
Past
December 2, 1985 - April 10, 1986
DOMIK CORP.
BD
CRD#: 223
Past
November 8, 1985 - December 12, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/25/2021)
RR
California(8/22/2008)
RR
Delaware(8/27/2012)
RR
Florida(8/9/2010)
RR
Georgia(8/22/2008)
RR
Idaho(7/12/2018)
RR
Maryland(8/22/2008)
RR
Massachusetts(8/22/2008)
RR
Michigan(3/2/2023)
RR
New Jersey(8/22/2008)
RR
New Mexico(3/12/2013)
RR
New York(8/22/2008)
RR
North Carolina(8/22/2008)
RR
Pennsylvania(3/6/2014)
RR
South Carolina(8/22/2008)
RR
Texas(3/20/2014)
RR
Virginia(8/22/2008)
IAR
Virginia(8/22/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITOL SECURITIES MANAGEMENT, INC.
CRD#: 14169Glen Allen, VA 23060TRUST BUT VERIFY
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