James A. Parrish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Anthony Parrish JR, who also goes by James Anthony Parrish, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2019 - October 11, 2023
EUDAIMONIA ADVISORS LLC
May 12, 2011 - July 31, 2019
B. RILEY WEALTH MANAGEMENT
May 11, 2011 - July 31, 2019
B. RILEY WEALTH MANAGEMENT
March 24, 2004 - May 12, 2011
MORGAN KEEGAN & COMPANY, LLC
March 7, 1988 - May 3, 1988
LEHMAN BROTHERS INC.
February 23, 1988 - May 12, 2011
MORGAN KEEGAN & COMPANY, LLC
October 22, 1985 - March 7, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/22/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EUDAIMONIA ADVISORS LLC
CRD#: 302001 / SEC#: 801-116891
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 307,053,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
