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LS

Louise B. Shelmire

STONEGATE CAPITAL MARKETS
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 1420817
LS

Professional summary

Louise Blount Shelmire, who also goes by Louise Shelmire Brickley, is a registered financial professional currently at STONEGATE CAPITAL MARKETS, INC. located in Dallas, Texas.

Louise is registered as a RR (Registered Representative) and started their career in finance in 1981. Louise has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE, Series 7, Series 4, Series 9, Series 10, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Louise Shelmire Brickley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louise Blount Shelmire's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 3, 2018 - Present

STONEGATE CAPITAL MARKETS, INC.

Office #1: 500 Crescent Court Suite 370, Dallas, TX 75201
BD
CRD#: 6376
Dallas, TX
Past

January 1, 2007 - January 17, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
DALLAS, TX
Past

May 22, 2003 - November 7, 2005

SELECT ADVISORY SERVICES, LLC

RIA
CRD#: 122048
HOUSTON, TX
Past

February 14, 2002 - November 8, 2005

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

July 9, 1990 - January 1, 2007

TRADESTAR INVESTMENTS,INC.

BD
CRD#: 14565
DALLAS, TX
Past

April 2, 1990 - July 11, 1990

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

November 6, 1987 - April 2, 1990

NCNB TEXAS SECURITIES, INC.

BD
CRD#: 16882
Past

December 24, 1981 - April 22, 1983

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(5/3/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/7/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/19/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/2/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/4/2007
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/8/2007
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/23/1986
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/8/1985
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STONEGATE CAPITAL MARKETS, INC.
SRG CAPITAL PARTNERS, LLC | STONEGATE SECURITIES, INC. | STONEGATE CAPITAL PARTNERS, INC. | STONEGATE CAPITAL MARKETS, INC.

CRD#: 6376 / SEC#: , 8-17359

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
500 Crescent Court Suite 370, Dallas, TX 75201
Mailing Address
500 Crescent Court Suite 370, Dallas, TX 75201
Phone number
(214) 987-4121
Established
Texas since 10/16/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GRIFFITH SHELMIRE PARTNERS, INC.SHAREHOLDER
AMREIN, ZACHARY MCDONALDCCO/FINOP/CFO/PFO/POO7263467
GRIFFITH, SCOTT RANDYNPRESIDENT873111
SHELMIRE, JESSE BEDFORD IVSECRETARY, TREASURER1008550

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEGATE CAPITAL MARKETS, INC.

CRD#: 6376Dallas, TX 75201

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