Martin W. Smith
Professional summary
Martin Wayne Smith was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Martin is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Martin had worked at 4 firms, which includes INDEPENDENT BROKERAGE NETWORK SECURITIES L.L.C., WORLD SECURITIES INC., FIRST HEARTLAND CAPITAL INC., CONCOURSE FINANCIAL GROUP SECURITIES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 1999 - November 7, 2001
INDEPENDENT BROKERAGE NETWORK SECURITIES, L.L.C.
February 20, 1996 - August 31, 2001
WORLD SECURITIES, INC.
September 13, 1993 - February 29, 1996
FIRST HEARTLAND CAPITAL, INC.
September 4, 1986 - September 13, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INDEPENDENT BROKERAGE NETWORK SECURITIES, L.L.C.
CRD#: 46527 / SEC#: , 8-51448
Contact information
Documents
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Red Flags
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