Ian O. Mausner
Professional summary
Ian Oliver Mausner was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ian is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, Ian had worked at 6 firms, which includes J.S. OLIVER CAPITAL MANAGEMENT L.P., BANC OF AMERICA INVESTMENT SERVICES INC., BANC OF AMERICA SECURITIES LLC, MONTGOMERY SECURITIES, KIDDER PEABODY & CO. INCORPORATED, MORGAN STANLEY & CO. LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2005 - December 31, 2008
J.S. OLIVER CAPITAL MANAGEMENT, L.P.
August 14, 2003 - March 10, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 14, 2003 - March 10, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 19, 1999 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
October 1, 1997 - September 16, 2003
BANC OF AMERICA SECURITIES LLC
May 12, 1993 - October 1, 1997
MONTGOMERY SECURITIES
December 5, 1989 - May 7, 1993
KIDDER, PEABODY & CO. INCORPORATED
October 22, 1985 - January 5, 1990
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 5
Date: 4/9/1986
Interest Rate Options ExaminationSeries 15
Date: 3/6/1986
Foreign Currency Options ExaminationCurrent Firm
J.S. OLIVER CAPITAL MANAGEMENT, L.P.
CRD#: 130242 / SEC#: 801-62746
Contact information
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