William F. Kustka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frank Kustka, who also goes by Bill Kustka, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2005 - December 31, 2017
AVANTAX ADVISORY SERVICES
June 21, 2005 - December 31, 2017
AVANTAX INVESTMENT SERVICES, INC.
July 21, 2003 - June 16, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - June 16, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 10, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
January 18, 1988 - February 21, 1997
PRUDENTIAL EQUITY GROUP, LLC
November 19, 1985 - February 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/5/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
