Dennis Jordan

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CRD#: 1420210

Professional summary

Dennis Jordan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Dennis is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Dennis had worked at 12 firms, which includes INDEPENDENT SECURITIES INVESTORS CORPORATION, AMERIVET SECURITIES INC., CLEARING SERVICES OF AMERICA INC., BOLTON GLOBAL CAPITAL, SECURITIES SERVICE NETWORK LLC, FIRST AFFILIATED SECURITIES, JOSEPHTHAL & CO. INC., J. T. MORAN & CO. INC., J F LOWE & COMPANY INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, VANDERBILT SECURITIES INC., PHILIPS APPEL & WALDEN INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Dennis Carrasavillo | Dennis Carrasquillo | Dennis Jordon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 18, 1998 - March 24, 2006

INDEPENDENT SECURITIES INVESTORS CORPORATION

CRD#: 43598

CHIPLEY, FL

Past

July 11, 1997 - August 4, 1997

AMERIVET SECURITIES, INC.

CRD#: 34786

NEW YORK, NY

Past

March 13, 1997 - July 17, 1997

CLEARING SERVICES OF AMERICA, INC.

CRD#: 23623

ST. LOUIS, MO

Past

October 28, 1996 - January 17, 1997

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

January 6, 1995 - November 13, 1996

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

June 9, 1994 - August 29, 1995

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

February 1, 1990 - June 24, 1994

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

January 10, 1990 - February 1, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

January 3, 1990 - January 30, 1990

J F LOWE & COMPANY INCORPORATED

CRD#: 11830

Past

April 10, 1989 - August 3, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

September 21, 1987 - February 1, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

July 1, 1987 - September 25, 1987

VANDERBILT SECURITIES, INC.

CRD#: 14280

Past

January 15, 1987 - July 7, 1987

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Past

January 21, 1986 - December 23, 1986

VANDERBILT SECURITIES, INC.

CRD#: 14280

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/16/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/1995

General Securities Principal Examination

Current Firm

INDEPENDENT SECURITIES INVESTORS CORPORATION

INDEPENDENT SECURITIES INVESTORS CORPORATION | RANGER SECURITIES, INC. | INTREPID SECURITIES, INC.

CRD#: 43598 / SEC#: , 8-50352

Terminated by SEC on 04/16/2006

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Contact information

Main Address

Mailing Address

Phone number

Established

Nevada since 03/27/1991

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
JORDAN, DENNIS	CEO, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, 100% OWNERSHIP	1420210
THOMAS, CRAIG ALAN	FINANCIAL OPERATIONS PRINCIPAL, 0% OWNERSHIP	2181088

Disclosures

Regulatory Event

Red Flags

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Dennis Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIVET SECURITIES, INC.

CLEARING SERVICES OF AMERICA, INC.

BOLTON GLOBAL CAPITAL

SECURITIES SERVICE NETWORK, LLC

FIRST AFFILIATED SECURITIES

JOSEPHTHAL & CO., INC.

J. T. MORAN & CO., INC.

J F LOWE & COMPANY INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

J. T. MORAN & CO., INC.

VANDERBILT SECURITIES, INC.

PHILIPS, APPEL & WALDEN, INC.

VANDERBILT SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/16/1986

Series 7

Date: 1/18/1986

Series 24

Date: 4/24/1995

Current Firm

INDEPENDENT SECURITIES INVESTORS CORPORATION

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INDEPENDENT SECURITIES INVESTORS CORPORATION

TRUST BUT VERIFY

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