Henry F. Stockman
Professional summary
Henry Ford Stockman is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Chattanooga, Tennessee.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1985. Henry has worked at 6 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Ford Stockman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2001 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 4202 Brainerd Rd, Chattanooga, TN 37411October 13, 1998 - December 31, 1999
WMA SECURITIES, INC.
April 25, 1995 - November 5, 1996
DOMINION CAPITAL CORPORATION
March 4, 1993 - April 27, 1993
SUNAMERICA SECURITIES, INC.
August 10, 1987 - October 2, 1990
OSAIC FS, INC.
October 23, 1985 - July 24, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2010)
(11/27/2006)
(11/19/2001)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Chattanooga, TN 37411TRUST BUT VERIFY
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