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Verna Corriveau-schoen

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CRD#: 1420124
VC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Verna Corriveau-schoen, who also goes by Verna C Corriveau, Verna Cutter Corriveau, Verna Corriveau-schoen, Deborah Verna Cutter, Verna Corriveau Schoen, was a registered financial professional .

Verna is a previously registered financial professional and started their career in finance in 1986. Verna had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Verna C Corriveau | Verna Cutter Corriveau | Verna Corriveau-Schoen | Deborah Verna Cutter | Verna Corriveau Schoen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 5, 2017 - April 13, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Cypress, TX
Past

May 5, 2017 - April 13, 2018

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
CYPRESS, TX
Past

June 19, 2015 - February 7, 2017

ROBERTSON INVESTMENT MANAGEMENT

RIA
CRD#: 115425
HOUSTON, TX
Past

September 30, 2010 - February 8, 2017

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
HOUSTON, TX
Past

October 3, 2006 - January 26, 2017

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
HOUSTON, TX
Past

November 17, 2005 - October 3, 2006

GREENBOOK SECURITIES, INC.

BD
CRD#: 121447
GREENWOOD VILLAGE, CO
Past

November 4, 2004 - October 7, 2010

GREENBOOK INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 131563
MANDEVILLE, LA
Past

November 15, 2001 - October 31, 2003

INVESTORS SECURITY COMPANY, INC.

BD
CRD#: 2331
SUFFOLK, VA
Past

September 14, 2000 - July 23, 2001

FREEDOM FINANCIAL, INC.

BD
CRD#: 45850
OMAHA, NE
Past

July 24, 1989 - December 31, 1990

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

January 23, 1986 - April 8, 1989

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/7/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information


Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management


Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524

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