Howard A. Halpern
Professional summary
Howard Allen Halpern, who also goes by Howard Halpern, is a registered financial professional currently at TAGLICH BROTHERS, INC. located in Cold Spring Harbor, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1985. Howard has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Allen Halpern's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2000 - Present
TAGLICH BROTHERS, INC.
Office #1: 37 Main Street, Cold Spring Harbor, NY 11724November 19, 1985 - November 26, 1986
THE WINDMILL GROUP, INC.
Primary Firm SEC Registration
TAGLICH BROTHERS, INC.
CRD#: 29102 / SEC#: 801-68376, 8-44118
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/19/2000
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
TAGLICH BROTHERS, INC.
CRD#: 29102 / SEC#: 801-68376, 8-44118
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 45,136,551 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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