EG
Eric D. Gerstein
GWN SECURITIES
WARWICK, NY 10990
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CRD#: 1419660
EG
Professional summary
Eric Douglas Gerstein is a registered financial advisor currently at GWN SECURITIES INC. located in Warwick, New York.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Eric has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT SALES OF LIFE INSURANCE, HEALTH INSURANCE AND ANNIUTIES THROUGH VARIOUS INSURANCE BROKERS STEVEN DOUGLAS GLOBAL, LLC POSITION: 50% Owner NATURE: Real Estate INVESTMENT RELATED: No TRADING HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 2023-06-30, ADDRESS: 1717 West Woods Drive, Apt. 1102, Arlington Heights, IL, 60004, United States DESCRIPTION: My son and I will invest in a small residence located in the Chicago, IL area. We are looking to buy an apartment between 100,000 - 150,000 and then looking to rent it out. Approximate monthly rental income will be 1,000 to 1200.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Douglas Gerstein's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Douglas Gerstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2021 - Present
GWN SECURITIES INC.
Office #1: 97 Marian Ct, Warwick, NY 10990RIA
BD
CRD#: 128929
WARWICK, NY
Current
April 3, 2012 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
January 3, 2005 - March 19, 2012
GWN SECURITIES INC.
BD
CRD#: 128929
BROOKLYN, NY
Past
February 26, 1996 - December 31, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
February 7, 1995 - July 12, 1996
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 20, 1993 - January 13, 1995
BROADPOINT DESCAP
BD
CRD#: 14997
NEW YORK, NY
Past
May 2, 1989 - January 18, 1993
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
November 20, 1985 - January 18, 1993
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/16/2018)
RR
Connecticut(2/21/2017)
RR
Florida(10/26/2017)
RR
Georgia(8/20/2021)
RR
Illinois(1/11/2024)
RR
Nevada(8/20/2021)
RR
New Jersey(4/3/2012)
RR
New York(4/3/2012)
IAR
New York(3/31/2021)
RR
North Carolina(8/20/2021)
RR
Pennsylvania(6/12/2017)
RR
South Carolina(8/20/2021)
RR
Texas(3/7/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Warwick, NY 10990TRUST BUT VERIFY
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Contact information
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