John D. Barry
Professional summary
John Daniel Barry was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, John had worked at 5 firms, which includes PRINCETON CAPITAL MARKETS L.P., PRUDENTIAL EQUITY GROUP LLC, WESTPAC POLLOCK GOVERNMENT SECURITIES INC., WESTPAC POLLOCK & CO. INC., CITICORP SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 1997 - August 11, 1998
PRINCETON CAPITAL MARKETS, L.P.
July 27, 1990 - February 14, 1995
PRUDENTIAL EQUITY GROUP, LLC
July 25, 1987 - July 3, 1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
October 13, 1986 - November 30, 1988
WESTPAC POLLOCK & CO. INC.
November 19, 1985 - August 15, 1986
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRINCETON CAPITAL MARKETS, L.P.
CRD#: 41773 / SEC#: , 8-49557
Contact information
Documents
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