Pamela C. Paul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Claire Paul, who also goes by Pa Paul, Pam Paul, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1985. Pamela had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2013 - August 23, 2016
DREXEL HAMILTON, LLC
June 29, 1999 - December 6, 2010
M. R. BEAL & COMPANY
December 5, 1995 - March 29, 1999
GRUNTAL & CO., L.L.C.
September 20, 1993 - July 27, 1995
FIRSTAR INVESTMENT SERVICES,INC.
May 26, 1992 - September 20, 1993
MURIEL SIEBERT & CO., LLC
January 24, 1991 - June 9, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 1990 - September 5, 1990
SECURITIES SETTLEMENT CORPORATION
December 14, 1988 - September 5, 1990
JJC SECURITIES CO., INC.
April 21, 1988 - December 3, 1988
EVANS & CO., INC.
December 23, 1987 - April 29, 1988
JERSEY CAPITAL MARKETS GROUP INC.
February 14, 1986 - May 10, 1988
GLICKENHAUS & CO. - NEW JERSEY
October 22, 1985 - December 16, 1985
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DREXEL HAMILTON, LLC
CRD#: 143570 / SEC#: , 8-67576
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 |
| ELSAS, ROGER DEWITT | OWNER | 200659 |
| FAY, MELISSA JO HILER | OWNER | 5360445 |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 |
| KIM, HYUNG S | OWNER | 5653676 |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | |
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
