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Nikkiann Santoro

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CRD#: 1419229
NS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nikkiann Santoro, who also goes by Nikki Ann Corpora, Nikkiann Corpora, was a registered financial professional .

Nikkiann is a previously registered financial professional and started their career in finance in 1992. Nikkiann had worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nikki Ann Corpora | Nikkiann Corpora

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 14, 2014 - January 15, 2025

HITHERLANE PARTNERS, LLC

BD
CRD#: 46604
BOCA RATON, FL
Past

May 29, 1992 - November 7, 2012

COWEN EQUITY FINANCE LP

BD
CRD#: 10019
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam

Current Firm


HP
HITHERLANE PARTNERS, LLC
CONDERA SECURITIES, LLC | REDSTONE SECURITIES, LLC. | REDSTONE CONSULTING, LLC | REDSTONE CONSULTING LLC | HITHERLANE PARTNERS, LLC

CRD#: 46604 / SEC#: , 8-51488

BD
Terminated by SEC on 01/19/2025
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 08/14/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KELLNER CAPITAL, LLCMEMBER
FRIEDMAN, GLEN MICHAELCFO/CCO2494774
KELLNER, GEORGE ANDREWCEO828012

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HITHERLANE PARTNERS, LLC

CRD#: 46604

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