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Nikkiann Santoro

CRD# 1419229·Registered 1992 - 2025
Previously Registered: Being a previously registered professional could mean that Nikkiann is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nikkiann Santoro, who also goes by Nikki Ann Corpora, Nikkiann Corpora, was a registered financial advisor. Nikkiann was a previously registered financial professional and started their career in finance 1992 - 2025. Nikkiann had worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nikki Ann Corpora, Nikkiann Corpora

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

HITHERLANE PARTNERS, LLC·CRD# 46604
BD
Boca Raton, FL
January 14, 2014 - January 15, 2025
COWEN EQUITY FINANCE LP·CRD# 10019
BD
New York, NY
May 29, 1992 - November 7, 2012

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Current Firm

HP
HITHERLANE PARTNERS, LLC

CONDERA SECURITIES, LLC | REDSTONE SECURITIES, LLC. | REDSTONE CONSULTING, LLC | REDSTONE CONSULTING LLC | HITHERLANE PARTNERS, LLC

CRD#: 46604 / SEC#: 8-51488
BD
Terminated by SEC on 01/19/2025

Contact Information

Established

Delaware since 08/14/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
KELLNER CAPITAL, LLCMEMBER—
FRIEDMAN, GLEN MICHAELCFO/CCO2494774
KELLNER, GEORGE ANDREWCEO828012

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed May 1992About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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