RC
Richard G. Coleman
LATITUDE ADVISORS
Erie, PA 16514
Some features on this profile are disabled
CRD#: 1419145
RC
Professional summary
Richard Gerald Coleman, CFP®, who also goes by Richard G Coleman, Rick Coleman, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Erie, Pennsylvania and GWN SECURITIES INC. located in Palm Beach Gardens, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard G Coleman | Rick Coleman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COLEMANLatitud FINANCIAL SERVICES - INSURANCE (Life, Accident & Health, Variable Life, Variable Annuities) POSITION: Owner NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/05/1986 ADDRESS: 2139 Gatesmill Dr., Erie PA 16510 DESCRIPTION: I analyze the client's insurance needs, and make recommendations accordingly. If the purchase of insurance is needed, I offer to help the client with the purchase. LATITUDE ADVISORS, LLC - Position: Investment Advisor Representative Investment Related: Yes No of Hours: 20 Securities Trading Hours: 20 Start Date: 09/2019 - ADDRESS: 2139 Gatesmill Dr., Erie PA 16510 DESCRIPTION: I analyze the client's financial needs, and make recommendations accordingly. If advisory services are needed, we set up an account. INVESTMENT ADVISORY SERVICES POSITION: Owner NATURE: Investment Advisory Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 03/31/1994 ADDRESS: 2139 Gatesmill Dr., Erie PA 16510, United States DESCRIPTION: When the situation calls for it. I place my clients in Managed Funds, or enter into a financial planning contract for advisory services. LIFE INSURANCE POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1986 ADDRESS: 2139 Gatesmill Dr., Erie PA 16510, United States DESCRIPTION: I analyze the client's insurance needs, and make recommendations accordingly. If the purchase of insurance is needed, I offer to help the client with the purchase.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Gerald Coleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
September 30, 2019 - Present
LATITUDE ADVISORS, LLC
Office #1: Po Box 10591, Erie, PA 16514RIA
CRD#: 151001
Erie, PA
Current
September 30, 2019 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
September 30, 2019 - September 30, 2019
GWN SECURITIES INC.
RIA
CRD#: 128929
PALM BEACH GARDENS, FL
Past
April 28, 2004 - October 2, 2019
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
ERIE, PA
Past
April 28, 2004 - October 2, 2019
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ERIE, PA
Past
October 24, 2003 - April 28, 2004
MAIN STREET MANAGEMENT COMPANY
RIA
CRD#: 547
ERIE, PA
Past
February 6, 1996 - April 28, 2004
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
January 21, 1986 - February 9, 1996
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
November 1, 1985 - December 23, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/30/2019)
RR
Florida(9/30/2019)
RR
New York(9/30/2019)
RR
North Carolina(10/4/2019)
RR
Ohio(9/30/2019)
RR
Pennsylvania(9/30/2019)
IAR
Pennsylvania(9/30/2019)
RR
Vermont(9/30/2019)
RR
West Virginia(9/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Yorkville, IL
Mailing Address
Phone number
(630) 553-3730
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
