Al Rizek

INTEGRAL FINANCIAL COUNSELORS LLC

San Juan, PR

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CRD#: 1419090

Professional summary

Al Rizek was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Al is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Prior to being barred, Al has worked at 6 firms, which includes RIZEK INVESTMENTS, R.K. GRACE & COMPANY, UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, UBS FINANCIAL SERVICES INC., DREXEL BURNHAM LAMBERT INCORPORATED.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Integral Development LLC Not Investment Related Address: 1713 Geranio, Urb. San Francisco, San Juan, Puerto Rico, 00927 Nature: Real Estate Development Relationship: Managing Member Position: Managing Member Start Date: 06/26/2017 Hours/Month:40 Hours Trading Hours:30 Duties:Administer Real Estate Development Projects 2)Golden Retreat LLC Not Investment Related Address: 1713 Geranio, Urb. San Francisco, San Juan, Puerto Rico, 00927 Nature: Real Estate Development Relationship: Managing Member Position: Managing Member Start Date: 12/14/15 Hours/Month:40 Hours Trading Hours:30 Duties:Administer Gurabo municipality Real Estate Project 3) EDS Development LLC Not Investment Related Address: 1713 Geranio, Urb. San Francisco, San Juan, Puerto Rico, 00927 Nature: Real Estate Development Relationship: Managing Member Position: Managing Member Start Date: 05/15/2018 Hours/Month:40 Hours Trading Hours:30 Duties:Administer Real Estate Guayama municipality Project 4) R3 Holdings LLC Not Investment Related Address: 1713 Geranio, Urb. San Francisco, San Juan, Puerto Rico, 00927 Nature: Real Estate Development Relationship: Managing Member Position: Managing Member Start Date: 08-29-2019 Hours/Month:40 Hours Trading Hours:30 Duties:Administer Real Estate Development Projects

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Al Rizek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2020 - Present

INTEGRAL FINANCIAL COUNSELORS LLC

RIA

CRD#: 305569

San Juan, PR

Past

October 16, 1995 - September 12, 1999

RIZEK INVESTMENTS

CRD#: 38452

HATO REY, PR

Past

September 26, 1995 - May 13, 1996

R.K. GRACE & COMPANY

CRD#: 35203

MIAMI, FL

Past

February 7, 1991 - August 31, 1995

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

HATO REY, PR

Past

February 21, 1989 - August 31, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 9, 1985 - March 1, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(2/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 11/2/1985

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 11/2/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 10/5/1985

Interest Rate Options Examination

Principal/Supervisory Exam

Series 53

Date: 7/20/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/20/1995

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/17/1995

General Securities Principal Examination

Current Firm

INTEGRAL FINANCIAL COUNSELORS LLC

CRD#: 305569 / SEC#:

Puerto Rico

Registered Investment Advisory firm - (1/28/2020 Approved)

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Contact information

Main Address

San Juan, PR

Mailing Address

Pmb 430 1357 Ashford Avenue, San Juan, PR 00907

Phone number

(787) 475-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Al Rizek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Al Rizek's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIZEK INVESTMENTS

R.K. GRACE & COMPANY

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2019

Series 63

Date: 10/5/1985

Series 7

Date: 11/16/1985

Series 15

Date: 11/2/1985

Series 3

Date: 11/2/1985

Series 5

Date: 10/5/1985

Series 53

Date: 7/20/1995

Series 27

Date: 6/20/1995

Series 24

Date: 5/17/1995

Current Firm

INTEGRAL FINANCIAL COUNSELORS LLC

Contact information

Documents

Red Flags

Company Information

INTEGRAL FINANCIAL COUNSELORS LLC

TRUST BUT VERIFY

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