Thomas J. Barron
Professional summary
Thomas Joseph Barron is a registered financial professional currently at MARCH CAPITAL CORP. located in Skokie, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Barron's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2023 - Present
MARCH CAPITAL CORP.
May 12, 2023 - August 7, 2023
IGM BROKERAGE
August 29, 2018 - April 7, 2020
TORTOISEECOFIN SECURITIES, LLC
August 30, 2017 - June 18, 2018
PIPER SANDLER & CO.
January 24, 2008 - November 18, 2008
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
July 29, 1998 - January 24, 2008
HARRIS ASSOCIATES SECURITIES L.P.
January 1, 1998 - April 29, 1998
BOFA DISTRIBUTORS, INC.
October 21, 1993 - January 1, 1998
IFMG SECURITIES, INC.
November 5, 1990 - September 23, 1993
TOWER SQUARE SECURITIES, INC.
November 23, 1988 - September 13, 1989
FIRST OPTIONS OF CHICAGO, INC.
October 22, 1985 - August 29, 1987
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2023)
(8/11/2023)
(8/9/2023)
(8/10/2023)
(8/12/2023)
(8/9/2023)
Exams
Series 7TO
Date: 4/28/2023
General Securities Representative ExaminationFINRA
Current Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
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