Benjamin M. Burgeson
Professional summary
Benjamin Mac Burgeson, who also goes by Ben Burgeson, Benjamin M Burgeson, Benjamin Mac Burgeson, Benjamin Burgeson, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Jacksonville, Texas.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Benjamin has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Mac Burgeson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Mac Burgeson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2024 - Present
MONEY CONCEPTS CAPITAL CORP
August 1, 2024 - Present
MONEY CONCEPTS CAPITAL CORP
April 1, 2021 - August 5, 2024
GROVE POINT ADVISORS, LLC
November 3, 2009 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
November 3, 2009 - August 5, 2024
GROVE POINT INVESTMENTS, LLC
November 28, 2006 - October 19, 2009
NEW ENGLAND SECURITIES
November 22, 2006 - October 19, 2009
NEW ENGLAND SECURITIES
June 30, 2003 - November 27, 2006
AMERIPRISE ADVISOR SERVICES, INC.
March 5, 2003 - July 10, 2003
CHOREO, LLC
December 18, 1992 - November 27, 2006
AMERIPRISE ADVISOR SERVICES, INC.
July 19, 1991 - December 15, 1992
CULLUM & SANDOW SECURITIES, INC.
March 1, 1990 - July 26, 1991
PRINCIPAL FINANCIAL SECURITIES,INC.
February 17, 1988 - March 13, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 31, 1986 - February 22, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 1985 - April 7, 1986
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2024)
(8/1/2024)
(4/25/2025)
Exams
Series 8
Date: 6/18/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
