Joan L. Parker

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CRD#: 1418876

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joan Lisa Parker, CFP®, who also goes by Joan Lisa Hooy, was a registered financial professional .

Joan is a previously registered financial professional and started their career in finance in 1985. Joan had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Biography

Bluesphere Advisors is a “Fee-Only” firm. We act as Fiduciary to our clients. Fiduciary standard is the highest legal standard for financial advisors. By following this standard, we are bound by law to act only in the client’s best interests and to avoid all conflicts of interest.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Joan Lisa Hooy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Past

March 16, 2021 - December 31, 2023

BLUESPHERE ADVISORS LLC

RIA

CRD#: 283972

San Luis Obispo, CA

Past

October 10, 2007 - April 28, 2021

EMPOWERING FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 144935

SAN LUIS OBISPO, CA

Past

November 2, 2006 - August 16, 2007

R. E. WACKER ASSOCIATES, INC.

RIA

CRD#: 112310

SAN LUIS OBISPO, CA

Past

January 31, 1991 - September 28, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

September 28, 1990 - September 12, 1995

INVESTMENT ARCHITECTS, INC.

CRD#: 17774

PETALUMA, CA

Past

October 23, 1985 - September 18, 1990

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUESPHERE ADVISORS LLC

CRD#: 283972 / SEC#: 801-117413

RIA

Registered Investment Advisory firm - (9/26/2019 Approved)

Delaware

Registered Investment Advisory firm - (10/2/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (10/3/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/1993

General Securities Principal Examination

Current Firm

BLUESPHERE ADVISORS LLC

CRD#: 283972 / SEC#: 801-117413

RIA

Registered Investment Advisory firm - (9/26/2019 Approved)

Delaware

Registered Investment Advisory firm - (10/2/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (10/3/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2019 Terminated)

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Contact information

Main Address

2108 Dekalb Pike, East Norriton, PA 19401

Mailing Address

Phone number

(610) 277-1515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUESPHERE DISCLOSURE BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,219
AUM (Assets Under Management)	$ 445,136,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Joan L. Parker

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EMPOWERING FINANCIAL SOLUTIONS, INC.

R. E. WACKER ASSOCIATES, INC.

NEW ENGLAND SECURITIES

INVESTMENT ARCHITECTS, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

BLUESPHERE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/4/1985

Series 7

Date: 10/19/1985

Series 24

Date: 12/3/1993

Current Firm

BLUESPHERE ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUESPHERE ADVISORS LLC

TRUST BUT VERIFY

Contact information

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