William C. Hays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Curtis Hays, who also goes by Curt Hays, William Curtis Hays, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2002 - October 31, 2002
RPM LAND SALES, INC.
September 23, 1999 - January 23, 2013
GREENLEAF FINANCIAL, INC.
January 17, 1991 - September 29, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 1991 - January 9, 1991
RPM LAND SALES, INC.
December 24, 1985 - January 11, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RPM LAND SALES, INC.
CRD#: 21568 / SEC#: , 8-39046
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
