Stuart T. Boline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Taylor Boline was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1985. Stuart had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2018 - December 14, 2018
ALLEN C. EWING & CO.
January 11, 2013 - December 18, 2014
CITIGROUP GLOBAL MARKETS INC.
March 23, 1993 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 1988 - March 19, 1991
LEHMAN BROTHERS INC.
October 6, 1988 - December 8, 1988
THE ROBINSON-HUMPHREY COMPANY, LLC
April 18, 1988 - September 26, 1988
NEW ENGLAND SECURITIES
October 22, 1985 - April 5, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEN C. EWING & CO.
CRD#: 26102 / SEC#: , 8-42393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPHA STREET HOLDINGS LLC | HOLDING COMPANY | |
| JACKSON, DAVID WHITNEY JR | PRESIDENT - CHIEF COMPLIANCE OFFICER | 1213535 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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