Jeffrey J. Gianelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Joseph Gianelli, who also goes by Jeff Gianelli, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2018 - September 30, 2019
CORINTHIAN PARTNERS, L.L.C.
March 31, 2017 - April 18, 2018
CITIZENS SECURITIES, INC.
March 31, 2017 - April 18, 2018
CITIZENS SECURITIES, INC.
October 5, 2015 - February 1, 2017
B. RILEY WEALTH ADVISORS, INC.
August 17, 2015 - February 1, 2017
NATIONAL SECURITIES CORPORATION
September 14, 2012 - August 20, 2015
WELLS FARGO CLEARING SERVICES, LLC
September 14, 2012 - August 20, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2009 - September 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - September 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 30, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 11, 2008 - November 5, 2008
LEERINK PARTNERS LLC
April 6, 2001 - November 5, 2008
LEERINK PARTNERS LLC
October 22, 1999 - April 20, 2001
TUCKER ANTHONY INCORPORATED
October 18, 1996 - November 3, 1999
UBS FINANCIAL SERVICES INC.
September 8, 1993 - October 30, 1996
CITIGROUP GLOBAL MARKETS INC.
November 15, 1988 - September 8, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 1986 - November 12, 1988
UBS FINANCIAL SERVICES INC.
October 22, 1986 - October 24, 1986
UBS FINANCIAL SERVICES INC.
October 22, 1986 - November 18, 1986
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORINTHIAN PARTNERS, L.L.C.
CRD#: 38912 / SEC#: , 8-48461
Contact information
FINRA licenses (33 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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