Christopher Rulonmiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Rulonmiller was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1985. Christopher had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - April 2, 2019
MCS CAPITAL MARKETS LLC
February 8, 2010 - April 2, 2019
KKR CAPITAL MARKETS LLC
April 13, 2006 - June 4, 2008
BARCLAYS CAPITAL INC.
July 18, 1996 - January 27, 2005
GOLDMAN SACHS & CO. LLC
July 12, 1993 - July 24, 1996
J.P. MORGAN SECURITIES INC.
May 16, 1991 - July 16, 1993
KIDDER, PEABODY & CO. INCORPORATED
May 10, 1990 - April 23, 1991
CITICORP SECURITIES, INC.
July 25, 1987 - March 13, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
October 22, 1985 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCS CAPITAL MARKETS LLC
CRD#: 151337 / SEC#: , 8-68358
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCHANT CAPITAL SOLUTIONS LLC | SOLE MEMBER | |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/OPERATIONS PRINCIPAL | 2605046 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
Red Flags
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