Jeffrey S. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Clark was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1985. Jeffrey had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1998 - October 3, 2006
BAYSIDE FINANCIAL, LLC
April 2, 1998 - October 3, 2006
BAYSIDE FINANCIAL, LLC
February 28, 1992 - May 20, 1998
FINANCIAL WEST GROUP
October 23, 1985 - March 2, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAYSIDE FINANCIAL, LLC
CRD#: 44211 / SEC#: , 8-50575
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
