David C. Sandrew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Chesney Sandrew, who also goes by Chez Sandrew, Dave Sandrew, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2014 - August 6, 2015
GORDIAN INVESTMENTS, LLC
July 9, 2007 - November 1, 2012
COWEN PRIME SERVICES TRADING LLC
January 11, 2006 - August 29, 2006
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
October 18, 2004 - October 12, 2005
BARCLAYS CAPITAL INC.
August 15, 2000 - June 4, 2003
UBS SECURITIES LLC
October 15, 1992 - June 10, 2000
CHARLES SCHWAB & CO., INC.
July 6, 1989 - October 8, 1992
LEHMAN BROTHERS INC.
January 7, 1988 - July 18, 1989
PRUDENTIAL EQUITY GROUP, LLC
December 17, 1985 - January 12, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GORDIAN INVESTMENTS, LLC
CRD#: 158611 / SEC#: , 8-68911
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
