Cynthia L. Murdock

DURATION ASSET MANAGEMENT

DALLAS, TX 75225

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CRD#: 1417122

Professional summary

Cynthia Lee Murdock, who also goes by Cindy Murdock, Cynthia S Murdock, Cynthia Lee Smith, is a registered financial advisor currently at DURATION ASSET MANAGEMENT, LLC located in Dallas, Texas and SMITH CAPITAL MARKETS, LLC. located in Dallas, Texas.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Cynthia has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cindy Murdock | Cynthia S Murdock | Cynthia Lee Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Meregrass Inc. Investment related: No Address: 4033 Dallas, TX 75205 Nature of the other business: Charter company Position/Title/Relationship: administrative assistance Start Date: 03-Nov-2014 Approximate # of hours a month: 40 Approximate # of hours during securities trading hours: approximately 1/day Briefly describe your duties: administrative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Lee Murdock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2018 - Present

DURATION ASSET MANAGEMENT, LLC

Office #1: 8333 Douglas Ave., Suite 1365, Dallas, TX 75225

RIA

CRD#: 298651

DALLAS, TX

Current

July 17, 2018 - Present

SMITH CAPITAL MARKETS, LLC.

Office #1: 8333 Douglas Ave., Suite 1450, Dallas, TX 75225

CRD#: 121430

DALLAS, TX

Past

August 6, 2015 - July 24, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DALLAS, TX

Past

May 9, 2001 - July 24, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Past

December 2, 1994 - May 4, 2001

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 15, 1987 - December 15, 1994

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

December 1, 1986 - May 29, 1987

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DURATION ASSET MANAGEMENT, LLC

CRD#: 298651 / SEC#: 801-114084

RIA

Registered Investment Advisory firm - (10/4/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(4/6/2023)

Texas
(7/17/2018)

IAR

Texas
(10/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DURATION ASSET MANAGEMENT, LLC

CRD#: 298651 / SEC#: 801-114084

RIA

Registered Investment Advisory firm - (10/4/2018 Approved)

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Contact information

Main Address

8333 Douglas Ave Suite 1450, Dallas, TX 75225

Mailing Address

Phone number

(214) 420-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 467,286,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cynthia L. Murdock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Lee Murdock's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH CAPITAL MARKETS, LLC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS INC.

CREDIT SUISSE SECURITIES (USA) LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

DURATION ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2015

Series 63

Date: 11/21/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

Series 24

Date: 8/29/2020

FINRA

Current Firm

DURATION ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DURATION ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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