Peter L. Borowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Lynn Borowski, who also goes by Pete Borowski, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 15 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - August 7, 2023
TURNER FINANCIAL GROUP, INC.
October 3, 2012 - November 28, 2017
ALPHASTAR CAPITAL MANAGEMENT
May 31, 2011 - August 23, 2012
CL WEALTH MANAGEMENT LLC
April 28, 2011 - August 23, 2012
ALLIED BEACON PARTNERS, INC.
March 7, 2008 - May 11, 2011
ALLEGIANT FINANCIAL ADVISORS, LLC
April 10, 2007 - May 11, 2011
ALLEGIANT SECURITIES L.L.C.
December 13, 2001 - April 4, 2007
THE O.N. EQUITY SALES COMPANY
July 20, 2001 - December 4, 2001
EMPIRE FINANCIAL GROUP, INC.
January 8, 1998 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
May 31, 1996 - December 31, 1997
CLEARING SERVICES OF AMERICA, INC.
July 7, 1995 - May 28, 1996
MUTUAL SERVICE CORPORATION
March 24, 1995 - June 13, 1995
AEGON USA SECURITIES INC.
October 26, 1989 - August 31, 1994
BUCKHEAD FINANCIAL CORPORATION
August 25, 1987 - August 4, 1989
BERACHAH SECURITIES CORPORATION
December 17, 1985 - August 29, 1987
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
TURNER FINANCIAL GROUP, INC.
CRD#: 134204 / SEC#: 801-129021
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TURNER FINANCIAL GROUP, INC.
CRD#: 134204 / SEC#: 801-129021
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 171,026,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
