Donnie E. Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donnie Eugene Ingram, who also goes by Don Ingram, Donnie E Ingram, was a registered financial professional .
Donnie is a previously registered financial professional and started their career in finance in 1985. Donnie had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2016 - October 1, 2020
CENTAURUS FINANCIAL, INC.
January 11, 2005 - July 25, 2016
INVESTORS CAPITAL CORP.
September 7, 1999 - March 3, 2021
INGRAM ADVISORY SERVICES, LLC
November 13, 1998 - December 31, 2004
EASTERN POINT ADVISORS INC.
February 25, 1997 - July 25, 2016
INVESTORS CAPITAL CORP.
December 20, 1996 - January 28, 1997
IFG NETWORK SECURITIES, INC.
January 20, 1996 - December 11, 1996
BUCKHEAD FINANCIAL CORPORATION
June 13, 1994 - January 17, 1996
WALNUT STREET SECURITIES, INC.
December 9, 1992 - May 31, 1994
WALNUT STREET SECURITIES, INC.
October 9, 1990 - December 18, 1992
ARAGON FINANCIAL SERVICES, INC.
November 17, 1989 - September 25, 1990
MARINER FINANCIAL SERVICES, INC.
August 26, 1987 - November 17, 1989
BERACHAH SECURITIES CORPORATION
October 30, 1985 - October 15, 1987
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
