Gwinn H. Nixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gwinn Huxley Nixon JR, who also goes by G. Huxley Nixon Jr., Gwinn H. Nixon Jr., was a registered financial professional .
Gwinn is a previously registered financial professional and started their career in finance in 1987. Gwinn had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2006 - August 31, 2015
WM. H. MURPHY & CO., INC.
August 31, 1995 - September 27, 1995
LAMON & STERN, INC.
May 18, 1992 - October 15, 1993
CARTER, TERRY & COMPANY, INC.
April 25, 1989 - October 15, 1993
CARTER, TERRY & COMPANY, INC.
November 6, 1987 - April 26, 1989
ASHFORD CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WM. H. MURPHY & CO., INC.
CRD#: 27274 / SEC#: , 8-42982
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MURPHY, WILLIAM HERBERT | PRESIDENT, DIRECTOR/CHIEF COMPLIANCE OFFICER | 343492 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
