John E. Lyons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Lyons was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - May 22, 2018
SEAPLANE PARTNERS, LLC
November 28, 2017 - November 29, 2018
VINE STREET WEALTH MANAGEMENT, LLC
December 22, 1999 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 1999 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 27, 1998 - January 11, 2000
CLEARY GULL INC.
September 19, 1989 - January 26, 1994
CITIGROUP GLOBAL MARKETS INC.
July 27, 1989 - September 7, 1989
UBS FINANCIAL SERVICES INC.
December 26, 1986 - July 27, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 18, 1985 - May 19, 1986
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEAPLANE PARTNERS, LLC
CRD#: 289789 / SEC#: 801-111868
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
