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JW

Jeff A. Worf

CABRERA CAPITAL MARKETS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1416591
JW

Professional summary

Jeff Allen Worf, who also goes by Jeff Allen Worf, Jeffrey Allen Worf, Jeff Worf, is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Chicago, Illinois.

Jeff is registered as a RR (Registered Representative) and started their career in finance in 1985. Jeff has worked at 19 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Allen Worf | Jeffrey Allen Worf | Jeff Worf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeff Allen Worf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2022 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 227 W. Monroe St. Suite 3000, Chicago, IL 60606
BD
CRD#: 10081
Chicago, IL
Past

August 15, 2018 - March 14, 2022

NUVEEN ASSET MANAGEMENT, LLC

RIA
CRD#: 155584
CHICAGO, IL
Past

August 14, 2018 - March 14, 2022

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

April 5, 2018 - August 2, 2018

BMO ASSET MANAGEMENT CORP.

RIA
CRD#: 106466
CHICAGO, IL
Past

June 23, 2016 - July 26, 2016

BMO NESBITT BURNS SECURITIES LTD.

RIA
CRD#: 281337
Chicago, IL
Past

April 4, 2016 - July 26, 2016

BMO NESBITT BURNS SECURITIES LTD.

BD
CRD#: 44057
TORONTO, ONTARIO,
Past

April 17, 2014 - August 2, 2018

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
CHICAGO, IL
Past

April 15, 2014 - August 30, 2017

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
CHICAGO, IL
Past

June 27, 2013 - March 3, 2014

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
LISLE, IL
Past

September 6, 2012 - April 8, 2014

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
LISLE, IL
Past

May 2, 2011 - April 17, 2012

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

November 6, 2007 - September 22, 2009

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

RIA
CRD#: 41936
REDWOOD CITY, CA
Past

November 6, 2007 - September 22, 2009

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

BD
CRD#: 41936
REDWOOD CITY, CA
Past

February 7, 2006 - August 28, 2006

PMG ASSET MANAGEMENT INC

RIA
CRD#: 110825
ELGIN, IL
Past

February 17, 2004 - August 22, 2006

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
ELGIN, IL
Past

February 17, 2004 - August 28, 2006

PMG SECURITIES CORPORATION

BD
CRD#: 27107
ELGIN, IL
Past

July 19, 2001 - March 8, 2004

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

October 26, 2000 - July 30, 2001

AFSG SECURITIES CORPORATION

BD
CRD#: 18374
CEDAR RAPIDS, IA
Past

February 23, 2000 - September 7, 2000

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

October 16, 1985 - March 31, 1986

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/22/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/2/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/18/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/14/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/22/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/9/2023
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/16/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CABRERA CAPITAL MARKETS, LLC
CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Mailing Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Phone number
(312) 236-8888
Established
Delaware since 04/10/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CABRERA CAPITAL, LLCOWNER
RCF-CABRERA HOLDINGS, INC.OWNER
AGUILAR, ROBERT LUISPRESIDENT4860643
CABRERA, MARTIN [NMN] JRCEO2504167
WORF, JEFF ALLENCHIEF COMPLIANCE OFFICER1416591

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081Chicago, IL 60606

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