Judd M. Peterson
Professional summary
Judd Martin Peterson is a registered financial advisor currently at MILLER HOWARD INVESTMENTS INC located in Kingston, New York and FORESIDE FUND SERVICES, LLC located in Kingston, New York.
Judd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Judd has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Judd Martin Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2012 - Present
MILLER HOWARD INVESTMENTS INC
Office #1: 45 Pine Grove Ave Suite 301, Kingston, NY 12401December 28, 2015 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 45 Pine Grove Ave, Suite 301, Kingston, NY 12401May 17, 2013 - December 31, 2015
TANGENT CAPITAL PARTNERS, LLC
February 18, 2010 - October 11, 2011
ALLSTATE FINANCIAL ADVISORS, LLC
November 9, 2009 - October 11, 2011
ALLSTATE FINANCIAL SERVICES, LLC
April 19, 2005 - August 6, 2009
RBC CAPITAL MARKETS, LLC
March 2, 1998 - August 6, 2009
RBC CAPITAL MARKETS, LLC
October 7, 1994 - March 2, 1998
DAIN RAUSCHER INCORPORATED
October 23, 1985 - October 11, 1994
JOHN G. KINNARD AND COMPANY, INCORPORATED
Primary Firm SEC Registration
MILLER HOWARD INVESTMENTS INC
CRD#: 105800 / SEC#: 801-28170
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
MILLER HOWARD INVESTMENTS INC
CRD#: 105800 / SEC#: 801-28170
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,083 |
| AUM (Assets Under Management) | $ 3,450,989,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
