Jack E. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Edward Perry was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1985. Jack had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2006 - June 13, 2006
SYNERGY INVESTMENT GROUP, LLC
November 7, 2003 - June 21, 2004
SYNERGY INVESTMENT GROUP, LLC
April 7, 2000 - October 29, 2001
ALLEN DOUGLAS SECURITIES, INC.
March 19, 1997 - March 6, 1998
UHH BROKERAGE INC
May 30, 1995 - March 20, 1997
GREAT AMERICAN FINANCIAL NETWORK, INC.
March 10, 1995 - May 23, 1995
BARRON CHASE SECURITIES, INC.
April 19, 1993 - February 8, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
February 28, 1992 - March 25, 1993
FIRST MONTAUK SECURITIES CORP.
December 11, 1990 - February 18, 1992
PACIFIC SOUTHERN SECURITIES, INC.
August 27, 1990 - December 17, 1990
TITAN/VALUE EQUITIES GROUP, INC.
October 23, 1985 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYNERGY INVESTMENT GROUP, LLC
CRD#: 46035 / SEC#: 801-68315, 8-51278
Contact information
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 53,106,235 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
