Betty J. Avery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Betty Jean Avery, who also goes by Frankie Z Avery, Frankie Avery, Betty Jean Frankie, was a registered financial professional .
Betty is a previously registered financial professional and started their career in finance in 1985. Betty had worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1994 - December 12, 1994
INVESTORS ASSOCIATES, INC.
January 15, 1993 - October 13, 1994
CC&Q INVESTORS DIVERSIFIED, INC.
September 6, 1991 - June 29, 1992
CHATFIELD DEAN & CO., INC.
January 30, 1990 - April 12, 1990
ADAMS SECURITIES, INC.
October 4, 1989 - December 22, 1989
RICHFIELD SECURITIES, INC.
December 5, 1988 - October 17, 1989
DONALD & CO. SECURITIES INC.
September 30, 1985 - July 11, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
