Richard W. Leet
VICUS CAPITAL
Lakewood, PA 18439
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CRD#: 1416264
Richard W LeetVICUS CAPITAL
Professional summary
Richard W Leet, CFP®, who also goes by Rick Leet, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Lakewood, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Lakewood, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Richard has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Aliases
Rick Leet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFER ADVISORY PRODUCTS TO CLIENTS TITLE: IAR START DATE: 9/2019 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: IAR 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 16 APX NUMBER OF HOURS DURING TRADING HOURS: 16 TITLE: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, LONG-TERM CARE 3. NAME OF OTHER BUSINESS: RICHARD AND TANYA LEET - OFFICE BUILDING RENTAL INVESTMENT RELATED: NO ADDRESS: 18 COMO RD, LAKEWOOD, PA 18439 NATURE OF BUSINESS: OFFICE BUILDING TITLE: OWNER START DATE: 1985 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: OWN AND MANAGE OFFICE BUILDING 4. NAME OF OTHER BUSINESS: ELEVEN ROSES LLC; INVESTMENT RELATED: NO; ADDRESS: 321 MAIN ST, HALLSTEAD, PA 18822; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START: 9/2018; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: COMMERCIAL REAL ESTATE RENTAL MANAGEMENT; 5. NAME OF OTHER BUSINESS: LEET HOMESTEAD INC. INVESTMENT RELATED: NO ADDRESS: 555 DIXIE HIGHWAY, STARRUCCA, PA 18462 NATURE OF BUSINESS: AIR BNB RENTAL POSITION/TITLE/RELATIONSHIP: PRESIDENT START DATE: 1999 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: MANAGE RENTALS 6. NAME OF OTHER BUSINESS: SHEHAWKEN TREE FARM, LLC INVESTMENT RELATED: NO ADDRESS: 555 DIXIE HIGHWAY, STARRUCCA, PA 18462 NATURE OF BUSINESS: GROW AND SELL EVERGREENS TITLE: OWNER/MANAGER START DATE: 1999 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: OWNER/MANAGER - BUSINESS IS WINDING DOWN 7. NAME OF OTHER BUSINESS: RICHARD W. LEET DBA RICK LEET AGENCY INVESTMENT RELATED: YES ADDRESS: : 18 COMO RD, LAKEWOOD, PA 18439 NATURE OF BUSINESS: P&C INSURANCE TITLE: OWNER/AGENT START DATE: 1984 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 DUTIES: OWNER/AGENT 8. NAME OF OTHER BUSINESS: 1938 WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: 18 COMO RD, LAKEWOOD, PA 18439 NATURE OF BUSINESS: FINANCIAL SERVICES TITLE: OWNER/CFP/IAR START DATE: 10/19 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 DUTIES: OWNER/CFP/IAR 9. NAME OF OTHER BUSINESS: RICK LEET AGENCY LLC DBA LITTLE AND NELSON INSURANCE; INVESTMENT RELATED: NO; ADDRESS: 66 PUBLIC AVE MONTROSE PA 18801; NATURE OF BUSINESS: INSURANCE; START DATE: 9/2020; TITLE: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; DUTIES: INSURANCE SALES AND MANAGEMENT OF OPERATIONS; 10. NAME OF OTHER BUSINESS: SHEHAWKEN CEMETERY ASSOC INC; INVESTMENT RELATED: NO; ADDRESS: SCOTT CENTER RD, STARRUCCA, PA 18462; NATURE OF BUSINESS: NON-PROFIT CEMETERY; START DATE: 10/2022; TITLE: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; DUTIES: ASSIST THE PRESIDENT IN DECISION MAKING, HELP WITH MAINTENANCE AS NECESSARY, ASSIST IN DIRECTING THE OPERATION OF THE CEMETERY; 11. NAME OF OTHER BUSINESS: INFINITY 82, LLC; INVESTMENT RELATED: NO; ADDRESS: 308 WILLOW AVE, HONESDALE, PA 18431; NATURE OF BUSINESS: PROFESSIONAL BUILDING LESSORS RISK; START DATE: 3/2023; TITLE: CO-OWNER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: MEMBER, CONSULTATION ONLY;
CRS (Client Relationship Summary) - RIA
Click below to view Richard W Leet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
October 3, 2019 - Present
VICUS CAPITAL, INC.
Office #1: 18 Como Road, Lakewood, PA 18439Office #2: 321 Main Street, Hallstead, PA 18822RIA
CRD#: 116021
Lakewood, PA
Current
October 1, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 18 Como Rd, Lakewood, PA 18439Office #2: 321 Main Street, Hallstead, PA 18822BD
CRD#: 13572
LAKEWOOD, PA
Past
March 27, 2012 - October 1, 2019
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
LAKEWOOD, PA
Past
October 18, 1985 - October 1, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
LAKEWOOD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/6/2020)
RR
Delaware(10/1/2019)
RR
Florida(10/1/2019)
RR
Georgia(10/1/2019)
RR
Illinois(3/16/2020)
RR
Indiana(10/1/2019)
RR
Iowa(3/16/2020)
RR
Maryland(10/1/2019)
RR
New Jersey(10/1/2019)
RR
New York(10/1/2019)
RR
North Carolina(10/1/2019)
RR
Ohio(12/17/2025)
RR
Pennsylvania(10/1/2019)
IAR
Pennsylvania(10/3/2019)
RR
South Dakota(3/16/2020)
RR
Tennessee(3/23/2026)
RR
Wisconsin(10/6/2020)
RR
Wyoming(1/16/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Loading...
Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VICUS CAPITAL, INC.
CRD#: 116021Lakewood, PA 18439TRUST BUT VERIFY
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