Dennis M. Wetzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Michael Wetzel, who also goes by Dennis Wetzel, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1985. Dennis had worked at 3 firms and has passed the Series 63, Series 3, SIE, Series 57, Series 7 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2011 - August 11, 2025
INTERACTIVE BROKERS CORP.
April 13, 2010 - August 11, 2025
INTERACTIVE BROKERS LLC
September 26, 1985 - June 13, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 9/24/1985
Foreign Currency Options ExaminationCurrent Firm
INTERACTIVE BROKERS CORP.
CRD#: 117942 / SEC#: , 8-53615
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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