AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JM

Julie M. Minami

POTENTIA WEALTH
San Jose, CA 95125
Some features on this profile are disabled
CRD#: 1416124
JM

Professional summary

Julie Muranaka Minami, CFP®, who also goes by Julie Muranaka Hiramatsu, Hitomi Julie Muranaka, Julie Hitomi Muranaka, is a registered financial advisor currently at POTENTIA WEALTH located in San Jose, California.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Julie has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Julie Muranaka Hiramatsu | Hitomi Julie Muranaka | Julie Hitomi Muranaka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 8/9/2016 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 08/18/2014 - 1 Hour Per Month/0 Hours During Securities Trading. 2) Fixed Insurance - Investment Related - San Jose, CA - Fixed Insurance product sales - Insurance Agent - Sales of fixed insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Muranaka Minami's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1988

Experience

Current

April 1, 2024 - Present

POTENTIA WEALTH

Office #1: 1226 Lincoln Ave Suite 200, San Jose, CA 95125
RIA
CRD#: 329135
San Jose, CA
Past

June 26, 2018 - April 3, 2024

MARINER ADVISOR NETWORK

RIA
CRD#: 283824
San Jose, CA
Past

August 4, 2009 - June 29, 2011

MONARCH WEALTH STRATEGIES

RIA
CRD#: 136029
SANTA MARIA, CA
Past

December 31, 1997 - October 17, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN JOSE, CA
Past

May 24, 1996 - January 21, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN JOSE, CA
Past

January 31, 1994 - May 7, 1996

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

October 31, 1989 - March 9, 1994

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
POTENTIA WEALTH
POTENTIA RIA, LLC | POTENTIA WEALTH

CRD#: 329135 / SEC#: 801-129366

RIA
Registered Investment Advisory firm - (1/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(5/2/2024)
IAR
California
(4/2/2024)
IAR
Colorado
(4/1/2024)
IAR
Oregon
(4/1/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/28/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/1989
General Securities Representative Examination

Current Firm

PW
POTENTIA WEALTH
POTENTIA RIA, LLC | POTENTIA WEALTH

CRD#: 329135 / SEC#: 801-129366

RIA
Registered Investment Advisory firm - (1/12/2024 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1226 Lincoln Ave Suite 200, San Jose, CA 95125
Mailing Address
Phone number
(408) 288-7886
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

POTENTIA 2025 ANNUAL ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,162
AUM (Assets Under Management)$ 485,539,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POTENTIA WEALTH

CRD#: 329135San Jose, CA 95125

TRUST BUT VERIFY

Monitor Julie Minami

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Ashkahn Moayedi
Ashkahn MoayediAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
DANVILLE, CA
Ronald William Guay
Ronald GuayAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
San Jose, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.