Robert Tretiak
Professional summary
Robert Tretiak was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Robert had worked at 6 firms, which includes RFCA FINANCIAL SERVICES INC., TRANSGLOBAL INVESTMENTS INC., SEIBT FINANCIAL SERVICES INC, FIRST MONTAUK SECURITIES CORP., OSBORNE STERN & COMPANY INC., FIRST AFFILIATED SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 1993 - July 2, 2001
RFCA FINANCIAL SERVICES, INC.
February 16, 1993 - September 20, 1993
TRANSGLOBAL INVESTMENTS INC.
November 26, 1991 - February 19, 1993
SEIBT FINANCIAL SERVICES, INC
January 2, 1991 - December 31, 1991
FIRST MONTAUK SECURITIES CORP.
February 13, 1989 - October 23, 1990
OSBORNE, STERN & COMPANY, INC.
October 23, 1985 - October 9, 1987
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RFCA FINANCIAL SERVICES, INC.
CRD#: 16562 / SEC#: , 8-34157
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETIREMENT CAPITAL CENTERS, INC. | STOCKHOLDER | |
| TRETIAK, ROBERT | PRESIDENT | 1416058 |
| TRETIAK, DEBORA LYNN | STOCKHOLDER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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