James O. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Oliver Mason was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2009 - July 24, 2017
W. H. COLSON SECURITIES, INC.
September 28, 2006 - May 11, 2009
FORTUNE FINANCIAL SERVICES, INC.
October 8, 2001 - September 30, 2004
SIGNATOR FINANCIAL SERVICES, INC.
January 15, 1986 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 15, 1986 - April 2, 2001
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
W. H. COLSON SECURITIES, INC.
CRD#: 117789 / SEC#: , 8-53621
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
