Gregory G. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Gerard Brown, who also goes by Greg Brown, Gregg Brown, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1985. Gregory had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2016 - April 17, 2017
CAPITAL ONE ADVISORS, LLC
June 3, 2016 - April 17, 2017
CAPITAL ONE INVESTING, LLC
December 21, 2015 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 31, 2002 - November 20, 2012
MSI FINANCIAL SERVICES, INC.
May 22, 1990 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - November 20, 2012
MSI FINANCIAL SERVICES, INC.
May 1, 1989 - April 25, 1990
UR FINANCIAL, INC.
October 3, 1985 - May 9, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
