Lovell G. Shore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lovell George Shore JR was a registered financial professional .
Lovell is a previously registered financial professional and started their career in finance in 1985. Lovell had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2007 - January 27, 2015
GRANT WILLIAMS L.P.
March 1, 2007 - March 8, 2007
OSAIC WEALTH, INC.
January 19, 2005 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
October 27, 1999 - December 31, 2013
SHORE INVESTMENT MANAGEMENT, LLC
March 22, 1999 - January 24, 2005
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 19, 1998 - March 25, 1999
LONDON PACIFIC SECURITIES, INC.
January 1, 1994 - February 19, 1998
OSAIC WEALTH, INC.
April 17, 1991 - January 1, 1994
CYPRESS CAPITAL CORPORATION
March 19, 1990 - April 24, 1991
HERRMANN SECURITIES, INC.
August 18, 1989 - January 17, 1990
CYPRESS CAPITAL CORPORATION
August 2, 1988 - August 21, 1989
SKAIFE & COMPANY
June 7, 1988 - August 29, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
February 25, 1988 - June 8, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
October 8, 1985 - March 5, 1988
SIFE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
