Bobby L. Sherrill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bobby Lee Sherrill was a registered financial professional .
Bobby is a previously registered financial professional and started their career in finance in 1985. Bobby had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2003 - September 28, 2012
THE LEADERS GROUP, INC.
December 21, 1999 - July 15, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 1, 1996 - July 15, 2003
OSAIC FA, INC.
April 13, 1995 - October 1, 1996
UNUM SALES CORPORATION
December 15, 1994 - March 30, 1995
PRINCIPAL SECURITIES, INC.
October 30, 1985 - November 15, 1994
F & G SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
