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FL

Francine A. Lanaia

Some features on this profile are disabled
CRD#: 1415689
FL

Professional summary

Francine Ann Lanaia was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Francine is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Francine had worked at 6 firms, which includes WINDSOR STREET CAPITAL LP, ALEXANDER CAPITAL L.P., TRIDENT PARTNERS LTD., GLENN MICHAEL FINANCIAL INC., INVESTORS ASSOCIATES INC., INDIVIDUAL'S SECURITIES LTD..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Francine Lanaia | Fran Mcpherson | Francine Ann Mcpherson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 17, 2015 - November 15, 2017

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

April 23, 2008 - December 31, 2013

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
NEW YORK, NY
Past

May 15, 2003 - April 22, 2008

TRIDENT PARTNERS LTD.

BD
CRD#: 41258
HAPPAUGE, NY
Past

March 27, 1996 - February 10, 2003

GLENN MICHAEL FINANCIAL, INC.

BD
CRD#: 37912
MELVILLE, NY
Past

October 13, 1989 - June 13, 1996

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

April 23, 1986 - May 17, 1989

INDIVIDUAL'S SECURITIES LTD.

BD
CRD#: 7279

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/14/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/5/1995
General Securities Principal Examination

Current Firm

WS
WINDSOR STREET CAPITAL, LP
JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: , 8-46219

BD
Cancelled by SEC on 02/05/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 04/01/1993
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER

Disclosures

Regulatory Event37
Arbitration15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDSOR STREET CAPITAL, LP

CRD#: 34171

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